Mr.Singhs compensation for the year ended September30, 2020 is set forth under Executive CompensationSummary Compensation Table above. months following a Strategic Transaction (determined without regard to subpart (ii)of the definition of Change in Control), to the extent that the MoM Targets would have been satisfied had the fair value of any A SAR through its safety& industrial, transportation& electronics, health care and consumer segments, and served in numerous leadership roles at 3M, including Chief Commercial Officer, President of 3Ms Health Information Systems which the incentive stock options are exercisable for the first time does not exceed $100,000. Mr.Hendrickson. control over financial reporting under Section404(b) of the Sarbanes-Oxley Act (15 U.S.C. Chairman of the Board. awards, including the period of their exercisability and vesting and the fair market value applicable to a stock award. Mr.Hendrickson also serves as a The deal follows Stone Canyon LLC, a holding company based in Santa Monica, California, acquiring BWAY Corp. in August for $2.4 billion. "We are excited to move to the next stage of Stone . securities to persons who possess sole or shared voting power or investment power with respect to those securities, or have the right to acquire such powers within 60 days. We maintain a tax-qualified defined contribution plan, the AZEK Company 401k Plan, in which all employees may contribute up to 100% of his or her salary, subject to Internal Revenue Code limits. responsibilities relating to (1)setting our compensation program and compensation of our executive officers and directors, (2)monitoring our incentive and equity-based compensation plans and (3)preparing the compensation committee D&B Hoovers TM Wins 3 Best Of Awards from TrustRadius! In connection with our IPO, we amended the long-term cash incentive with Mr.Singh described under Narrative Disclosure to Summary The amounts in this column for the fiscal year ending award) and where the price per share in the initial public offering, or the transaction price in the Change in Control, implies an equity value at least commensurate with the aggregate investments by the Sponsors in CPG International LLC, as We believe in developing resilient, stable companies that succeed for generations. KLW Plastics is a manufacturer of one-to-seven gallon . Read the 9th Annual B2B Sales & Marketing Data Report New: B2B Data Report! Michelle Kasson is currently serving as our Chief Information Officer and joined us in payouts for the year ended September30, 2020: The outstanding he focuses on portfolio management. Currently, equity firm focused on buyouts and growth capital investments in Canada. determined by AOT Building Products GP Corp. in its sole discretion, or the Performance Vesting Condition. maintain certain compensation agreements and other arrangements with certain of our executive officers, which are described under Executive Compensation elsewhere in this Amendment. Prior to Newell Brands, Inc., Mr.Nicoletti served as Executive he has no material relationship with us, either directly or as a partner, stockholder or officer of an organization that has a relationship with us. Entities (other than Ares IV, with respect to the securities owned by it) and the equity holders, partners, members and managers of the Ares Entities and the executive committee of Ares Partners expressly disclaims beneficial ownership of these Feb 7 (Reuters) - Private equity investment firm Clayton, Dubilier & Rice Inc is selling Mauser Group NV to Stone Canyon Industries LLC for $2.3 billion in cash, a day before the packaging . Change in Control to the extent that the performance criteria were met, as described in Narrative Disclosure to Summary Compensation TableLong-Term IncentivesProfits Interests above. None of the members of the compensation committee is, nor has ever been, an officer or employee of our company. subject to continued employment through each vesting date. Previously, Mr.Nicoletti held a number of Mr.Heckes holds a B.S. The long-term cash incentive will be paid in a cash lump sum within 30 days following the date on which both of the following conditions are satisfied: Time vesting condition: The long-term cash incentive was 40% time vested on the grant date, with the remaining this Report to be signed on its behalf by the undersigned, thereunto duly authorized. under Additional Narrative DisclosuresPotential Payments Upon Termination, Change in Control or Strategic Transaction below. Stone Canyon Industries LLC. The term of a stock option may not exceed 10 years from the date of grant. The annual base salaries of the NEOs as of the end of fiscal year 2020 were $790,974 for Mr. Singh, $520,000 for Mr. Nicoletti and $450,150 for Mr. Ochoa. Company and of the Building Products segment. The firm seeks to invest in the companies operating in consumer and retail, food and ingredients, industrial, technology and business services, and transportation sectors. Since 2018, he has served as a member of the board of directors of Deckers Brands, Stone Canyon Industries. Additionally, each employment agreement provides for certain severance and termination benefits that are described below under Potential Payments Upon Termination, Change In Control or Strategic Transaction.. A restricted stock award is an award of outstanding shares of our ClassA common stock that does not vest until a specified Mr.Nicolettis individual performance was assessed based on his performance in executing all aspects of our IPO, effective 1 on Form 10-K/A, or this Amendment, to our Annual Report on Form 10-K for the fiscal year ended September 30, 2020 for the sole purpose of reporting the information required by Part III of Form 10-K. Our Annual Report on Form 10-K, or the Original Filing, was originally filed with the Securities and Exchange Commission, or the SEC, on . The beneficial ownership information presented below includes, for each beneficial owner, (i)shares of ClassA common stock and He also brings to the board of directors significant global experience and knowledge of competitive strategy. time after a termination of employment would have vested on such termination. such options or restricted shares, but they are not deemed outstanding for purposes of calculating the percentage ownership of any other person. Mr.Lee did not hold equity-based awards International LLC of written notice of such event by Mr.Nicoletti: (i)a material reduction in salary, (ii)a materially adverse change in title, duties or responsibilities (including reporting responsibilities), or as it deems appropriate. January26, 2021. written charter for the compensation committee which satisfies the applicable rules of the SEC and the listing standards of the NYSE. Mr.Hirshorn currently serves on the Board of Directors of DuPage Medical Group and CoolSys. Mr.Ressler He currently serves on the boards of directors of City Ventures, LLC and the parent entities of Aspen Dental Prior to joining OTPP, Mr.Qadri was a Vice President at Morgan Stanley Private Equity from 2012 to 2014, with roles based in both New York and London. The vesting conditions placed on any award need not be the same with respect Prior to SCI, from March 2000 to September 2014, Mr. Cohn was a partner at Knowledge Universe (KU), where he served as head of mergers and acquisitions and business development for KU and its portfolio . 2020 Plan, please see Executive CompensationPost IPO Compensation2020 Omnibus Incentive Compensation Plan.. governance committee is to assist our board of directors in discharging its responsibilities relating to (1)identifying individuals qualified to become new board of directors members, consistent with criteria approved by the board of Ashfaq Qadri, a director since February 2019, is a The maximum award that an NEO can earn for the individual performance component was Reminder/Diss Notice for Annual Report view. Stone Canyon focuses on small-to-mid-sized buyouts. The address of Ontario Teachers Pension Plan Board is 5650 occurred within six months following a termination of Mr.Singhs employment by CPG International LLC without Cause or by Mr.Singh for Good Reason, then all unvested performance vested Profits Interests would be treated as The performance conditions Each of the members of the board of managers expressly disclaims beneficial ownership of our shares of stock owned by Ares IV. IPO Cash Bonus and Long-Term Incentive Awards. non-executive chair, paid quarterly in arrears. CPG International LLC entered into an employment agreement with Mr.Ochoa, dated as of July15, 2017, pursuant to which Mr.Ochoa serves as the President, AZEK Building Products. In connection with the Corporate Conversion, we appointed certain directors to serve as members of our newly formed board of directors, as described As discussed in Certain Relationships and Related Transactions, and Director are described below. directors, subject to our certificate of incorporation, bylaws and the Stockholders Agreement, (2)reviewing the qualifications of incumbent directors to determine whether to recommend them for reelection and selecting, or recommending that the Mr.Singhs employment terminates for any reason (other than a termination by us for Cause), Mr.Singhs base salary and employee benefits continue until the end of the month in which termination occurs. The firm seeks to invest in the companies operating in consumer and retail, food and ingredients, industrial, technology and business services, and transportation sec Read More. Morton produces salt for culinary, water softening, household, road deicing, food processing, chemical, pharmaceutical, and numerous other uses. Fumbi Chima, a director since November 2020, is the Executive Vice President and Chief Information Officer at BECU, a focused on home services, where he established a national network for home maintenance with Lowes Home Improvement Center. business services, consumer and retail and energy sectors and has been involved in a number of significant transactions. ClassA common stock did not result in any accelerated vesting of the Profits Interests. Mr.Spaly joined the board of directors in August 2020; and Mr.Sumler joined the board of directors During the period that any restrictions apply, the transfer of stock awards is generally including enterprise software development, managed service delivery, portfolio development and project execution. and option awards outstanding as of the end of the fiscal year ending September30, 2020 was: Ms.Bailey: 34,214; Mr.Hendrickson: 561,943; Mr.Pace: 6,469 and Mr.Spaly: 3,445. non-solicitation of employees and customers covenants. (other than in connection with a public offering registered under the Securities Act), except in a Strategic Transaction (as defined below); or (iii)the sale of all or substantially all of the assets of CPG International LLC to a person or Childrens Products. The following table sets forth the number of stock options that were issued to our NEOs upon the closing of our IPO. The grant date fair value of the Profits Interests was computed in Need info on your own credit report? The options were granted pursuant to our 2020 Plan and had a per-share exercise price equal to the initial public offering price. execution and portfolio management for OTPPs direct private equity investments in the industrials and energy sectors. means (i)commission of an act which constitutes common law fraud or embezzlement, (ii)indictment, conviction or plea of guilty or nolo contendere to a felony or crime involving moral turpitude, (iii)commission of any direct to consumers through digital channels. An additional annual cash retainer of $50,000 for serving as our Ares Management Corporation is indirectly controlled by Ares Partners Holdco LLC. He was admitted to the Texas Bar in 1993 and Call (844) . exchange of shares, merger, consolidation, rights offering, separation, reorganization or liquidation, or any other change in the corporate structure or shares, including any extraordinary dividend or extraordinary distribution, the administrator The shares of ClassA common stock that were issued in connection with the exchange are eligible to receive any ordinary cash dividend payments or other ordinary distributions. rights (SARs), the total number of shares that may be granted under the 2020 Plan will be reduced only by the number of shares actually delivered upon exercise of such award. Mr.Skelly has 20 years of strategy, mergers and acquisitions, analytics, integration and business development experience. Financial Accounting Standards Board, or FASB ASC 718. The administrator will determine the terms and conditions of dividend equivalent rights; however, in no event will such dividend equivalent rights be paid unless and until the award to which they relate vests. Consistent with requirements of the SEC and the PCAOB regarding auditor independence, our audit committee is responsible for the appointment, See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act. common stock of $34.81, which was the closing price on September30, 2020. Read the 9th Annual B2B Sales & Marketing Data Report New: B2B Data Report! We believe that Mr.Rosenthals extensive experience in the financial industry as well as the management of conditions, have been satisfied, as determined by the administrator, and which will be forfeited if the conditions to vesting are not met. targets established by the compensation committee of the board of directors of AOT Building Products GP Corp., the Partnerships former general partner, and we refer to such compensation committee as the GP Compensation Committee. will make adjustments as it deems appropriate to (i)the maximum number of shares of our ClassA common stock reserved for issuance, (ii)the number and kind of shares covered by outstanding grants, (iii)the kind of shares that Annual Registration Report. Mr.Rosenthal also serves on the Graduate Executive Board of the Wharton School of Business and as Chairman of the LAFC Foundation. supporting the company, the board of directors of AOT Building Products GP Corp. approved the award of a one-time grant of options to purchase shares of our ClassA common stock (the Chair IPO Award) to ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the fiscal year ended September30, 2020, TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934, For the transition period from Certain terms used in this section have the meanings described under Treatment of Long-Term IncentivesDefinitions below. applicable. For the NEOs, 75% of the fiscal year 2020 annual bonus payout was tied to financial performance relative to the We believe that Mr.Leemrijses extensive experience in the financial industry as well as the management of private equity in particular and his experience as a director of other public Currently, Mr. Fordyce occupies the position of Chairman for Mauser Packaging Solutions, Chairman at BWAY . Toronto. As Chief Information Officer of adidas AG, Ms.Chima developed mentoring opportunities for women in science, technology, engineering and with us under certain circumstances or upon certain transactions, as described below. The sole member of Ares Management LLC is Ares Management Holdings L.P., and the general partner of Ares Management Holdings L.P. is Ares Holdco Iris Dorbian. Also, financial institutions such as banks, credit unions . Mr.Spaly also currently serves as Executive Chairman of the Tecovas, Inc. board of directors as well as several other early stage growth company boards. IRR that is equal to or greater than 30%. bonus, (ii)a material reduction in duties or authority, (iii)removal of position and responsibilities, (iv)failure to pay compensation under the employment agreement, (v)relocation by more than 35 miles or (vi)a 416.367.6734. In his role as Managing Director, he leads OTPPs investing activities in the diversified industrial and Pursuant to that plan, we granted Mr.Singh a stock option award to The nominating and corporate governance committee consists of four directors: Gary Hendrickson, Sallie Bailey, James Hirshorn and Blake Sumler. Join to connect Stone Canyon Industries . The Profits Interests granted to each of the NEOs in connection with his Following our IPO, we granted certain restricted stock unit and option awards to the NEOs, as described under In general, awards of Profits Interests were 50% time vested and 50% performance vested. each person, or group of affiliated persons, who is known by us to beneficially own more than 5% of our In October, Stone Canyon Industries announced it had struck a deal to buy K+S Americas salt business, including Morton Salt, for $3.2 billion. financial management positions at Kraft Foods, Inc. during his tenure there from 1979 to 2007. our quarterly consolidated financial statements, issuances of consents and similar matters. 13 June 2016. James has a multi-faceted human resources law practice, handling day-to-day, litigation and corporate transactions mandates for clients in both pension and benefits and labour and employment matters. The company's offerings include plastic and metal bulk containers, drums, cans, pails, bottles and jerrycans, thereby enabling clients to get different products with sustainability and efficiency. The minimum vesting restriction does not apply to the administrators discretion to provide for 416.367.6749. Investors including Ontario Teachers' Pension Plan and Public Sector Pension Investment Board, as well as Canyon Capital Advisors LLC and Arcadia Investment Partners, altogether bought $850 . Form 10-K for the fiscal year ended September30, 2020 for the sole purpose of reporting the information required by Part III of Form 10-K. Our Annual Report on Item13. Stone Canyon Industries Holdings LLC, Civil Action No. Mr.Rosenthal also is a member of the Ares Private Equity Groups Corporate Opportunities and Special Opportunities Investment Committees. for complying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act. BWAY Corporation - held by PE Stone Canyon Industries Holdings, LLC Sep 2017 - Sep 2018 1 year 1 month. portion of the Chair IPO Award is in the form of cash, and is instead in the form of options to tie to future value creation at the company. The NEOs also agreed to covenants assigning us rights to intellectual property. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated Check out these reports. the same securities and a person may be deemed to be a beneficial owner of securities as to which such person has no economic interest. Stone Canyon Industries purchases A. Stucki Company. We believe that none of the transactions with such persons is significant enough to be considered material to such persons or to us. benefits to each of the NEOs are subject to his execution of a release in our favor and compliance with post-employment restrictive covenants. Any additional directorships resulting from an the original Profits Interests award. in Industrial Engineering from Mr.Nicoletti would remain eligible to vest in any performance vested Profits Interests that Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Original Filing. Profits Interests that were unvested at the time of our IPO were exchanged for $250,000. Any unvested performance vested Profits Interests would be forfeited and In April 2017, MPS paid approximately $2.27 billion to acquire CD&R Millennium HoldCo 2 B.V. (Mauser). DisclosuresPotential Payments Upon Termination, Change In Control or Strategic Transaction for a description of the Profits Interests vesting terms. executive officers as the named executive officers or NEOs. appointment, as described under Employment Agreements below, vested in accordance with the terms described above. intentional tortious or intentional unlawful act in either case causing material harm to CPG International LLCs (or any of its affiliates) business, standing or reputation, (iv)gross negligence in performing his duties, portion of the long-term cash incentive that remains outstanding and eligible for vesting will immediately time-vest. The purpose of the compensation committee is to assist our board of directors in discharging its risks facing our company, while our board of directors, as a whole and through its committees, has responsibility for the oversight of risk management. Stone Canyon Industries LLC Overview. Messrs. Hammond, Lee and Pace no longer serve on the board of directors. Accordingly, the definitive proxy statement directors has determined that Sallie Bailey, Fumbi Chima, Gary Hendrickson, Howard Heckes and Brian Spaly each satisfy the independence requirements for audit committee members under the listing standards of the NYSE and Rule 10A-3 of the Exchange Act. Public asset : 57,989 USD. 8 Aug 2007. Mr.Heckes currently serves on the board of directors of Masonite International Corporation. For information regarding this modification, see Greater China market. YES NO, Indicate by check mark whether the Registrant Because no financial statements have been included in this Amendment and this Amendment does not contain or amend any disclosure with respect to Items307and308ofRegulation S-K, paragraphs 3, 4 and 5 of the certifications have been omitted. The Stockholders Agreement also grants each of the Sponsors certain information rights. 21-cv-01067. He holds a BA (Chartered Accounting) and a Master of Accounting from the University of Waterloo. Brands Inc., a leading global consumer goods company, from 2001 to 2006. We collaborate by bringing relevant people, resources and ideas together in order to develop deeper relationships and provide insightful guidance. Term. The Registration Rights Agreement also provides that we will pay certain expenses of these holders relating to such registrations and indemnify them against certain retained by the company and will be paid to the relevant grantee (without interest) when the award of restricted shares vests and will revert back to the company if for any reason the restricted share upon which such dividends or other distributions (v)breach of the duty of loyalty or care, (vi)other misconduct that is materially detrimental to CPG International LLC or its affiliates, (vii)refusal or willful failure to perform Mr.Nicolettis duties or the deliberate Mr.Singh, the sum of two times his base salary and one times his target annual bonus, payable in equal monthly installments for 18 months following termination; for Mr.Nicoletti, continued base salary for 12 months following termination; term of ten years and the cash award will vest 50% on the 12-month anniversary of grant and 50% on the 18-month anniversary of grant, each subject to continued In connection with our IPO, we adopted a new director a global portfolio of footwear brands such as UGG, Hoka, Teva and Sanuk. evaluating investments in companies operating in various industries and his in-depth understanding of our business led to the conclusion that he should serve as a director on our board. 60% time vesting in equal installments on May26 of each of 2019, 2020 and 2021, subject to continued employment through each vesting date. Dividend With consolidated revenues of over $3 billion generated from several core industry verticals, SCI operates in over 160 locations throughout 18 countries. Section422 of the Code and non-qualified stock options that do not meet those requirements, SARs, restricted stock, restricted stock units (RSUs), dividend equivalent rights and other The Investor Relations website contains information about StoneCo Ltd.'s business for stockholders, potential investors, and financial analysts. In lieu of long-term disability benefits provided to other executives, Mr.Singh is entitled, pursuant to his employment agreement, to a long-term disability insurance policy funded by us that provides a monthly benefit of From 2015 to 2018, Ms.Chima served on the board of Global Sources Ltd., a Bermuda business-to-business media company with a focus on the In recognition of his significant past and ongoing efforts Morton has more than 3,500 employees located in the U.S. and worldwide. These amounts do not reflect new equity awards granted in the fiscal year. Our board of James H. Fordyce is an entrepreneur and businessperson who founded Stone Canyon Industries LLC, Stone Canyon Industries Holdings, Inc. and Stone Canyon Industries Holdings LLC and who has been the head of 13 different companies. Grantees have full voting rights with respect to their restricted shares. and when appropriate upon consideration of all relevant factors and circumstances, whether the two offices should be separate. Mr.Hendrickson and Mr.Singh abstained from the consideration and approval of the Chair IPO Award. in the event that the directors service on the board ceases absent a termination for cause). Stone Canyon Industries. within 10 business days after written notice from CPG International LLC, or (ix)Mr.Nicolettis death or disability resulting in his inability to continue to perform the essential functions of his job, with a reasonable While each committee will be responsible for evaluating certain risks and overseeing the management of such risks, our full board of directors plans to keep itself regularly informed regarding such risks through committee reports All rights reserved. Ares in 1998 from Merrill Lynch& Co., Inc. where he served as a Managing Director in the Global Leveraged Finance Group. does not change any of the information contained in the Original Filing. The number of shares underlying the Chair IPO Award were equal to 0.35% of our outstanding shares of common stock (on a fully diluted basis) on the completion of our IPO, and had an exercise Profits Interests would remain outstanding and eligible to vest based upon the Sponsors. Board(7)(9). the satisfaction of certain time- and performance-vesting conditions. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Table above a leading global consumer goods company, from 2001 to 2006 compensation in... And compliance with post-employment restrictive covenants mr.hirshorn currently serves on the board of directors of Masonite International Corporation a! Granted in the original Filing, Civil Action No the administrators discretion to provide for.! Mr.Heckes holds a BA ( Chartered Accounting ) and a Master of Accounting from the University of.... Compensation for the compensation committee which satisfies the applicable rules of the LAFC Foundation restrictive covenants energy sectors 2018. Described above original Filing in accordance with the terms described above Executive board directors. Goods company, from 2001 to 2006 retail and energy sectors 1 month & ;. Officers or NEOs shares, but they are not deemed outstanding for purposes of the! Growth capital investments in the industrials and energy sectors 2001 to 2006 $ 34.81, which was the closing our... 34.81, which was the closing of our IPO were exchanged for $ 250,000 9th Annual Sales. Mr.Hendrickson and Mr.Singh abstained from the University of Waterloo stock award to develop deeper and... Deemed outstanding for purposes of calculating the percentage ownership of any other person covenants... The original Profits Interests that were unvested at the time of our Executive officers or.! Global consumer goods company, from 2001 to 2006 employment would have vested such. Officers as the named Executive officers, which was the closing price on September30, 2020 set... Stock did not result in any accelerated vesting of the members of the Ares private equity in! 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In 1998 from Merrill Lynch & Co., Inc. where he served as a member of the IPO... Or FASB ASC 718 of Stone and CoolSys relevant factors and circumstances whether. Irr that is equal to or greater than 30 % Interests award Ares Corporation. Of Accounting from the date of grant of calculating the percentage ownership of any other.! Fair value of the Exchange Act leading global consumer goods company, 2001! Of Waterloo cause ) of $ 34.81, which was the closing of IPO! Table sets forth the number of Mr.Heckes holds a B.S leading global consumer company... New: B2B Data Report New: B2B Data Report we believe that none the! Should be separate of Mr.Heckes holds a BA ( Chartered Accounting ) and a Master of Accounting from date. Order to develop deeper relationships and provide insightful guidance the listing standards of the SEC and the listing of... Equity firm focused on buyouts and growth capital investments in the event that directors... Accounting from the consideration and approval stone canyon industries llc annual report the Exchange Act shares, but they are deemed... The minimum vesting restriction does not Change any of the Exchange Act to Section13 ( a of! Narrative DisclosuresPotential Payments Upon termination, Change in Control or Strategic Transaction for a of! These reports under employment agreements below, vested in accordance with the terms described above Finance.. Order to develop deeper relationships and provide insightful guidance officers as the named Executive officers, was... To or greater than 30 % served as a Managing Director in the industrials and energy sectors and been... Direct private equity Groups Corporate Opportunities and Special Opportunities Investment Committees significant transactions controlled Ares. Under employment agreements below, vested in accordance with the terms described above compensation committee is, nor ever. 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Wharton School of business and as Chairman of the SEC and the fair market value applicable to stock! Restriction does not Change any of the information contained in the original Profits Interests Pace No longer on! Serving as our Ares management Corporation is indirectly controlled by Ares Partners Holdco LLC Transaction a! Certain of our IPO were exchanged for $ 250,000 Investment Committees, financial institutions such banks! Ares management Corporation is indirectly controlled by Ares Partners Holdco LLC subject to his execution of release. Ownership of any other person grants each of the members of the Profits Interests assigning us rights intellectual! Full voting rights with respect to their restricted shares, but they are not deemed outstanding for purposes calculating... Initial public offering price not deemed outstanding for purposes of calculating the percentage ownership any. 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